nature 03 February 2000
Letters to Nature
Nature 403, 549 - 553 (2000) © Macmillan Publishers Ltd.

A neuronal analogue of state-dependent learning

D. E. SHULZ*, R. SOSNIK†, V. EGO*, S. HAIDARLIU† & E. AHISSAR†

† Department of Neurobiology, The Weizmann Institute of Science, 76100 Rehovot, Israel
* Equipe Cognisciences, UNIC, Institut A. Fessard, CNRS, 91198 Gif sur Yvette, France

Correspondence and requests for materials should be addressed to D.E.S. (e-mail: shulz@iaf.cnrs-gif.fr).


State-dependent learning is a phenomenon in which the retrieval of newly acquired information is possible only if the subject is in the same sensory context and physiological state as during the encoding phase1. In spite of extensive behavioural and pharmacological characterization2, no cellular counterpart of this phenomenon has been reported. Here we describe a neuronal analogue of state-dependent learning in which cortical neurons show an acetylcholine-dependent expression of an acetylcholine-induced functional plasticity. This was demonstrated on neurons of rat somatosensory 'barrel' cortex, whose tunings to the temporal frequency of whisker deflections were modified by cellular conditioning. Pairing whisker stimulation with acetylcholine applied iontophoretically yielded selective lasting modification of responses, the expression of which depended on the presence of exogenous acetylcholine. Administration of acetylcholine during testing revealed frequency-specific changes in response that were not expressed when tested without acetylcholine or when the muscarinic antagonist, atropine, was applied concomitantly. Our results suggest that both acquisition and recall can be controlled by the cortical release of acetylcholine.

The ascending cholinergic system3 has long been considered to be a candidate for mediating behavioural control of neuronal plasticity4-9. This hypothesis is supported by behavioural and neurophysiological studies in the auditory10-13 and somatosensory systems14-18. Whereas these studies demonstrated the permissive role of acetylcholine (ACh) during the induction of cortical plasticity10-14, they did not address the possibility that ACh is also involved in the expression of the induced modifications. To examine this potential role of ACh, single- (n = 99) and multi-unit (n = 85) activities were recorded extracellularly from the barrel field19 of anaesthetized adult rats, using a multi-electrode array composed of one or two tungsten-in-glass electrodes and one combined electrode for recording and iontophoresis of ACh. Temporal-frequency tuning curves (TFTCs) were obtained by mechanically deflecting the principal vibrissa at four different frequencies between 2 and 11 Hz (in a few cases 14 Hz was also applied), covering the frequency range predominantly used by the animal while exploring its environment20. Typically, TFTCs of barrel cortex neurons show decreased spike counts and increased latencies with increasing frequencies21. The TFTC was determined again during ACh iontophoresis, and then pairing occurred. Pairing consisted of repetitive whisker deflection at one fixed frequency (5, 8 or 11 Hz) accompanied by ACh iontophoresis. After pairing, the TFTC was determined, once without ACh and once during application of ACh, thereby restoring the physiological conditions under which the pairing was carried out.

Pairing caused frequency-specific modification of the TFTCs that was expressed exclusively under ACh application. Three examples of significant increments in response, induced by pairing and revealed with ACh, are depicted in Fig. 1 (Fig. 1a–c, two-tailed Kolmogorov–Smirnov, P < 0.0005 compared with control). The principal whisker for each cell was stimulated at 5 (Fig. 1a), 8 (Fig. 1b) or 11 Hz (Fig. 1c) during pairing. The potentiation of the response was maximal for the conditioned frequency in each case and affected both the phasic (due to each whisker deflection) and tonic (due to the entire train of deflections) components of the response. The summed response (phasic + tonic per stimulus cycle) is referred to herein as 'responsiveness'. No change was expressed when the responses were recorded without ACh (Fig. 1a–c, Kolmogorov–Smirnov test, P > 0.1). The modifications could be reversed by a second pairing using a different stimulation frequency. A new frequency-specific enhancement in response after a second pairing is shown in Fig. 1d. Usually, the second pairing resulted also in a significant reduction of response to the initially paired frequency (11 Hz, Fig. 1d) (see Supplementary Information). When the extinction of the effect was analysed by repeatedly testing the TFTC without and with ACh, the response modification was still statistically significant at least 45 min after the pairing but only under ACh (four out of four cells, two-tailed Kolmogorov–Smirnov, P < 0.0005). The consistent lack of expression without ACh, during periods that were interleaved with successful expression with ACh, excludes the possibility that the observed effects correspond to a delayed expression of cholinergic-induced plasticity22 (see Supplementary Information).

Figure 1 Plasticity of cortical responses expressed during ACh application in four different units.   Full legend
 
High resolution image and legend (59k)

Overall, 33% (39 out of 119) of the single- and multi-units recorded with the combined electrode showed a statistically significant TFTC modification when tested with ACh after pairing. In contrast, when measured without ACh, TFTC changes were observed in fewer cases (21%, 25 out of 119; chi 2 test, P < 0.05). This difference was also valid for single units: 30% showed a modified TFTC (17 out of 57) when tested with ACh, whereas only 14% (8 out of 57) were modified when measured without ACh (chi 2 test, P < 0.05). Most of the changes expressed with ACh were response potentiations specific to the paired frequency (76%). Consistent with studies in the auditory cortex10, most of the effects observed during testing without ACh were decreases in responsiveness (87.5%). The overlap between the populations of cells displaying significant TFTC changes after pairing with and without ACh was small: only 3 out of the 22 modified single units showed effects in both conditions.

We tested whether ACh application is required during pairing in order to induce TFTC changes by repeating the pairing protocol without ACh. In most cases (17 out of 19), whisker stimulation without ACh induced no changes in the TFTC. Additional evidence supporting the permissive role of ACh in the induced plasticity was obtained from cells recorded simultaneously with a tungsten-in-glass electrode other than the combined electrode used for iontophoresis. Only 7% of the units (3 out of 45) recorded with tungsten-in-glass electrodes (that is, units that were probably beyond the maximal distance from the ejection site where ACh is still effective in modifying neuronal firing activity (S. H. et al., unpublished data)) were modified after pairing when tested with ACh, even though they were activated by the stimulus. In contrast, 33% (39 out of 119) of the cells simultaneously recorded by the combined electrode were significantly modified (chi2 test, P < 0-002), confirming that the modifications are observed preferentially within the region of ACh application.

Part of the response modifications described here may have resulted from the presence of ACh during the second and fourth TFTCs of the protocol and not from the pairing. To isolate the effect of the fixed-frequency pairing, the population of cells submitted to pairing was compared with a control population for which the four TFTCs were applied with no conditioning period in between (the time interval between the second and the third TFTCs was kept the same as for the original protocol). Responses were quantified by a weighted ratio between the response to stimulation at a given frequency and the averaged response to all other frequencies (see Methods). Figure 2 shows the cumulative distributions of changes in weighted ratio observed in each condition. Consistent with other studies23, 24, and independently of the pairing, the response variability was larger (two-tailed F-test, P < 0-001) when tested with ACh (Fig. 2a, dashed line) than without ACh (Fig. 2a, solid line), whereas the mean was unchanged (two-tailed Mann-Whitney U-test, P > 0.46). However, the introduction of the fixed-frequency pairing induced an additional effect: the relative strength of the response to the paired frequency was significantly potentiated (Fig. 2b, compare solid and dashed curves, one-tailed Mann–Whitney U-test, P < 0-001), whereas the variability was unchanged (two-tailed F -test, P > 0.37). These potentiations were specific for the paired frequency, as the distribution of changes for unpaired frequencies (Fig. 2b, dotted line) was indistinguishable from the control distribution (Fig. 2b, dashed line, two-tailed Mann–Whitney U-test, P > 0.1), and significantly different from the distribution of changes at the paired frequency (Fig. 2b, solid line, two-tailed Mann–Whitney U-test, P < 0.0001).

Figure 2 Statistical analysis of ACh-induced response modifications for all tested units.   Full legend
 
High resolution image and legend (20k)

Statistically, the entire population was potentiated by fixed-frequency pairings. However, when each unit was analysed separately, only a subpopulation exhibited significant modifications. We examined the dependency of these modifications on the frequency of the paired stimulus (Fig. 3). The significant potentiations observed during testing with ACh were maximal for the paired frequency (Fig. 3a–c) and differed from changes at other frequencies (Fig. 3d–f; analysis of variance (ANOVA), F(1,43) = 5.45, 6.68 and 6.43 for 5, 8 and 11 Hz, respectively, P < 0.05). On average, the TFTCs' reorganization after pairing was such that paired and unpaired frequencies showed, respectively, relative gains and losses in response (Fig. 3g, right box; ANOVA, F(1,43) = 12.07, P < 0-005). No significant reorganization of the TFTCs was observed when testing without ACh ( Fig. 3g, left box; ANOVA, F(1,43) = 0.45, P > 0.5).

Figure 3 Reorganization of TFTCs expressed with ACh after pairing.   Full legend
 
High resolution image and legend (23k)

The ACh-dependent expression of the enhancement in response to the paired frequency was blocked by the muscarinic antagonist, atropine. Figure 4 shows an example of a significant frequency-specific potentiation (Fig. 4a, 8 Hz, red line; Kolmogorov–Smirnov, P < 10-7) that is absent when atropine and ACh are iontophoresed together during testing (Fig. 4a, green line; Kolmogorov–Smirnov, P > 0.89). Two minutes after the end of atropine application, a significantly enhanced response to the paired frequency was recovered with ACh ( Fig. 4a, orange line; Kolmogorov–Smirnov, P < 10 -7). Overall, the muscarinic nature of the effect has been confirmed in all the cells showing an ACh-dependent expression of plasticity and tested with atropine (five out of five cells; Fig. 4b).

Figure 4 Atropine blocks the ACh-dependent expression of plasticity.   Full legend
 
High resolution image and legend (25k)

The temporal response properties of populations of auditory cortical cells can be modified after extensive periods of tone presentations at a given repetition rate paired with stimulation of the nucleus basalis13. We have shown that single units of the somatosensory barrel cortex can show a rapidly induced ACh-dependent plasticity of temporal response properties. Furthermore, we have shown that the expression of ACh-induced modifications is also regulated by increased cortical ACh. The altered responsiveness to a specific stimulus frequency, which was associated with increased ACh levels, was expressed only in the presence of ACh. The requisite for a similarity between the acquisition and the recall conditions is analogous to a "state-dependent learning"1, 2—a phenomenon in which newly acquired information may become available for retrieval only if the endogenous state of the brain and the sensory context present at the time of the original encoding episode are reinstated at the time of testing. In our anaesthetized animals, the increased cholinergic levels were induced by exogenous applications; however, in the awake animal, endogenous activation of the cholinergic system probably provides the required levels of cortical ACh for both memory formation5, 8 and recall25.

Methods
Animal preparation and electrophysiologyExperiments were carried out on adult Wistar albino rats (30025 g) obtained from the Animal Breeding Unit of The Weizmann Institute of Science. Maintenance, manipulations and surgery were according to institutional animal welfare guidelines. Experimental procedures were similar to those used previously
26, 27. Briefly, anaesthetized rats (urethane, 1.5 g kg-1) were mounted in a modified stereotaxic device28 which allows free access to the somatosensory cortex and to vibrissae. The right postero-medial barrel subfield was exposed, the dura removed and neural activity recorded with a multi-electrode array composed of two tungsten-in-glass electrodes and a combined electrode29 composed of a tungsten core surrounded by six micropipettes. The pipettes were filled with acetylcholine chloride (1 M, pH 4.5), atropine sulphate (0.1 M, pH 4.5) and NaCl (3 M) for current balance. In most cases, the tungsten-in-glass and combined electrodes were lowered independently into different barrels. Data from units recorded by the combined electrodes (n = 132) and the tungsten-in-glass electrodes (n = 52) were analysed separately.

Vibrissae stimulation and protocolWhiskers were stimulated by a linear electromagnetic vibrator (pulses of 10 ms, 5-ms rise time and 5-ms fall time, 160 µm at 5 mm from the snout). Temporal frequency tuning curves (TFTCs) were obtained by deflecting the principal vibrissa at different frequencies in the following order: 2, 5, 8, 11 and in a few cases 14 Hz; 45 s interval; (14), 11, 8, 5, 2 Hz, with interblock intervals of 10 s. Stimuli were applied at each frequency in blocks of 12 consecutive trains of 4 s + 1 s intertrain interval each. Before pairing, the TFTC was determined first without and then during ACh iontophoresis. Pairing consisted of 24 trains of stimulation (each of 4 s + 1 s intertrain interval) of the vibrissa at one fixed temporal frequency (5, 8 or 11 Hz) accompanied with ACh iontophoresis (20–80 nA). After pairing, the TFTC was determined without ACh and once again with ACh. In some experiments (n = 16 cells), two additional TFTCs were determined, one during combined iontophoresis of ACh and atropine (60 nA) and another during ACh application alone. For 53 cells out of 119 only one pairing was applied. For the other recordings, the pairing was repeated several times at the same or different frequencies.

Data analysis To keep the initial state comparable among cells, only the first paired frequency was considered for statistical tests. The effect was assessed systematically on the test period immediately after the last pairing at that frequency. The relative strength of the response to a given frequency was quantified by the weighted ratio (WR) = (R f – AvgR) / (Rf + AvgR), where Rf is the response to stimulation at a given frequency (spike count over 60 ms from the stimulus onset) and AvgR is the averaged response to stimulation at all other frequencies. This ratio, which takes values from –1 to +1, was calculated for each of the 24 trains of stimuli, with Rf and AvgR values computed from corresponding trains across frequencies presented during the same TFTC. To assess the effect of conditioning, the 24 values obtained from TFTCs before and after pairing were statistically compared (two-tailed Kolmogorov-Smirnov, significance level P < 0.01). The comparison was performed independently for the TFTCs obtained without and with ACh, for each frequency. To assess the frequency specificity of the effect, cells were grouped as a function of the paired frequency (5, 8 or 11 Hz), and the differences in weighted ratios were averaged across cells (see Fig. 3d–f). This analysis was done on all cells showing a statistically significant change in weighted ratio values for any of the tested frequencies (paired and non-paired), thus avoiding any bias towards the paired frequency. The weighted values were statistically compared using multi-factor ANOVA with repeated measures.

Supplementary information is available on Nature's World-Wide Web site (http://www.nature.com) or as paper copy from the London editorial office of Nature.

Received 8 October 1999;accepted 15 November 1999

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Acknowledgements. We thank Y. Dudai, Y. Frégnac, H. Markram, P. Salin and M. Segal for helpful comments, and A. Bagady for help with statistical analysis. V.E. and D.E.S. were supported by the French Embassy in Israel during their visits to the laboratory of E.A. where the experiments were done. This work was supported by PICS CNRS, Ministère des Affaires Etrangères Français, AFIRST, HFSP, US-Israel Binational Science Foundation, Israel and the MINERVA Foundation, Germany.



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